banner
MarketAxess Logo

MarketAxess

Senior Compliance Officer, Advisory

Sorry, this job was removed Sorry, this job was removed at 08:14 p.m. (GMT) on Thursday, Jul 17, 2025
Be an Early Applicant
Hybrid
London, England
Hybrid
London, England

Similar Jobs at MarketAxess

7 Days Ago
Hybrid
London, England, GBR
Senior level
Senior level
Fintech • Information Technology • Financial Services
The Senior Technical Product Manager will bridge Engineering and Product, focusing on technical delivery, quality, and stakeholder collaboration to enhance software delivery on a trading platform.
Top Skills: AgileAPIsCi/CdCloudConfluenceJIRA
9 Days Ago
Hybrid
London, England, GBR
Mid level
Mid level
Fintech • Information Technology • Financial Services
The Software Engineer will develop and maintain an e-trading platform, focusing on frontend development with React and collaborate on software solutions within an Agile team.
Top Skills: Ag-GridCss PreprocessorsCypressDevops ToolsEs6GitGit FlowJavaJestMaterial UiOpenfinPlaywrightReact Testing LibraryReactReduxStyled ComponentsTypescriptWebsockets
9 Days Ago
Hybrid
London, England, GBR
Mid level
Mid level
Fintech • Information Technology • Financial Services
The Customer Integration Engineer supports clients integrating with MarketAxess APIs, assists with technical issues, creates documentation, and maintains customer relationships.
Top Skills: 5.0Sp2APIsFix Protocols (4.4Fixt.1.1)LinuxOracleSQL ServerTableau

About Us 

MarketAxess is on a journey to digitally transform one of the world’s largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more accessible, ultimately improving transparency, efficiency, and competition in the marketplace. Changing the way an established industry transacts is no easy feat. There will be twists and turns, because no one’s ever done this before. But now, more than 2,000 clients around the world rely on our solutions, and that number is only expected to grow in the years ahead. We know where we’re going. How we get there is up to us. Join us and help Take Us There. 

The Role

We are seeking a Senior Compliance Officer, EMEA & APAC to serve as the Compliance point of contact for key business lines and support functions across the EMEA and APAC firm, assisting with any queries or issues related to the management of compliance risk. This role reports into the Chief Compliance Officer, EMEA & APAC.

How You’ll Help Take Us There

  • Lead on the provision of Compliance advice to the business and liaise with the Chief Compliance Officer EMEA and APAC prior to its issuance as needed
  • Support the business in assessing whether issues or incidents require notification to the regulator and draft any related notifications
  • Play a leading role on key interactions with regulators
  • Assist with new business initiatives and regulatory change projects
  • Support with the oversight of the financial crime framework, including managing the relationship with the onboarding team
  • Maintain and periodically update firm-wide risk assessments to ensure these are tailored to the nature, scale and complexity of the business
  • Support with the development and ongoing enhancement of management information submitted to key internal committees
  • Lead on new business initiatives and change projects, including identifying any related compliance risks and key mitigating controls that may need to be implemented
  • Work with the wider firm on any regulatory issues, assess whether these are notifiable to our regulators across EMEA and APAC, draft and issue these notifications, as well as follow up on any further questions from our regulators
  • Prepare management information for key committees, Boards and other relevant stakeholders

What We’re Looking For

  • 10+ years' experience of working in financial services compliance, or other control function roles, preferably in regulated electronic trading platforms, market infrastructure, trading firms or post-trade processing such as regulatory reporting
  • Extensive knowledge of MiFID II in particular, obligations for market participants, algorithmic trading, regulatory reporting, outsourcing, market abuse and compliance supervision
  • Strong verbal communication is required and ability to question and challenge business stakeholders to understand how Compliance risk is being effectively managed
  • Excellent writing skills to support with the drafting of regulatory notifications
  • Deep knowledge and experience of financial services regulation in the UK and/or EU
  • Proven experience of working in a small team and strong business acumen
  • Fixed income experience is highly preferable but not essential

What You Can Expect from Us 

  • Central Location: based at our city offices near St Paul's.  
  • Free Food: We provide lunch each day of the week when the employee attends the office via our vendor Feedr as well as breakfast cereals, office snacks and drinks from our free vending machines 
  • Paid Time Off: 25 days annual leave entitlement plus 2 charity days
  • Reward for your service: We offer a two-week bonus holiday after completing each 5 years of service 
  • Core benefits: Besides competitive standard benefits package we offer private medical (PMI) for family, Cash Plan, health screenings, dental cover, 6X life assurance, critical illness cover, income protection, pension, car leasing (Tusker electronic cars), reimbursement for wellness stipend, interest free season ticket loan and a “Share Incentive” plan
  • Tuition Assistance and Professional Training: Benefit from on-demand learning, boot camps, and opportunities to attend conferences 

Collaboration and innovation are integral to our success – it's how we got to where we are and how we’ll maintain and grow our competitive advantage. We believe this best happens in an office environment.


MarketAxess Privacy Notice for Candidates

CCPA Notice at Collection for California Employees and Applicants

What you need to know about the Manchester Tech Scene

Home to a £5 billion digital ecosystem, including MediaCity, which consists of major players like the BBC, ITV and Ericsson, Manchester is one of the U.K.'s top digital tech hubs, at the forefront of advancements in film, television and emerging sectors like as e-sports, while also fostering a community of professionals dedicated to pushing creative and technological boundaries.
By clicking Apply you agree to share your profile information with the hiring company.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account