Job Description
Become a Control Manager Analyst! Analyze risks, identify gaps, and resolve control issues to drive impactful business change!
As a Control Management Analyst in Investment Product Operations Team, you'll be responsible for ensuring the line of business has a sustainable and disciplined end-to-end control environment, identifying and escalating issues with a sense of urgency, and partnering with the business to ensure issues are remediated in a timely manner. You will assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation.
Job responsibilities
- Supports end-to-end analysis of the business' risk and control environment to identify significant gaps and weaknesses and determine root cause of control issues
- Provides support on oversight of Discretionary Accounts and support Front Office Portfolio Management Group/Investors on their daily operations
- Reviews Investment Parameters and ensures compliance with Investment parameters signed by the client and consistency with the set up in Connect mandate system
- Conducts Pre-Trade Check Controls
- Reviews and assess any potential trading issues including: FX hedging; Client Suitability and Hedge Fund Approvals
- Conducts Post Trade Controls/Ongoing monitoring of discretionary accounts
- Produces and, on occasion, designs high quality Management Information (MIS)
- Performs testing in relation to system enhancements, new releases, and product launches
- Conducts monthly meetings with Investment Team Leads to review post trade exceptions
- Provides first level control and oversight of the investment management business across a series of market teams as needed
- Partners with Internal Audit, Compliance, and other control functions to remediate control issues, as well as proactively identify and mitigate risks
Required qualifications, capabilities and skills
• Excellent organizational skills and attention to detail, including the ability to manage multiple asks to tight deadlines and re-prioritize as required
• Strong Excel and Powerpoint skills
• Strong communication skills: the role will involve communicating with employees of varying levels, with diverse roles and different native languages
• Fluency in English both orally and in writing
• Professional maturity: the ability to work alone and handle confidential data
• A self-motivated individual who is keen to pursue a career in Investment Product Operations
• An individual who is motivated by the control environment and has an interest in learning about governance, regulation and risk management.
• A strong interest in financial markets and products
Preferred qualifications, capabilities and skills
- Knowledge of additional languages is a plus
About Us
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting.
